| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Elements Advisors Limited | Rep | 提供資產管理 | 2010-09-07 | 2011-07-31 |
| KEYWISE CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2008-06-19 | 2010-06-30 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2004-09-08 | 2006-06-01 |
| Rep | 證券交易 | 2004-09-08 | 2006-06-01 |