| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2025-05-16 | - |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2012-01-27 | 2025-03-31 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2011-05-26 | 2012-01-20 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | 2009-03-13 | 2011-05-09 |
| Rep | 證券交易 | 2007-03-06 | 2011-05-09 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2006-11-01 | 2007-02-27 |