| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2014-07-08 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2013-05-02 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2009-06-10 | 2013-04-17 |
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2009-01-19 | 2009-06-03 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2007-06-14 | 2008-08-06 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-12-30 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-12-30 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-30 | |
| Rep | 證券交易 | 2003-04-01 | 2007-02-01 |
已採集記錄中暫無金管局登記。