| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Eclipse Options (HK) Limited | Rep | 期貨合約交易 | 2013-10-29 | 2013-12-05 |
| Rep | 證券交易 | 2013-10-29 | 2013-12-05 | |
| IMC Asia Pacific Limited | RO | 期貨合約交易 | 2012-02-16 | 2012-05-28 |
| RO | 證券交易 | 2012-02-16 | 2012-05-28 | |
| Rep | 期貨合約交易 | 2007-05-16 | 2012-02-16 | |
| Rep | 證券交易 | 2007-05-16 | 2012-02-16 |