| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| IMC Asia Pacific Limited | Rep | 期貨合約交易 | 2008-10-20 | 2012-05-28 |
| Rep | 證券交易 | 2008-10-20 | 2012-05-28 | |
| NNIP HONG KONG LIMITED | Rep | 就證券提供意見 | 2008-02-25 | 2008-03-07 |
| Rep | 提供資產管理 | 2008-02-25 | 2008-03-07 | |
| Rep | 證券交易 | 2008-02-25 | 2008-03-07 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-07-06 | 2007-10-01 |