| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| YUBO SECURITIES LIMITED | RO | 期貨合約交易 | 2018-06-13 | - |
| RO | 證券交易 | 2017-02-07 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2012-12-12 | 2014-10-04 |
| Rep | 證券交易 | 2012-12-12 | 2014-10-04 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2012-12-12 | 2014-10-04 |
| IMC Asia Pacific Limited | Rep | 期貨合約交易 | 2008-09-29 | 2012-05-28 |
| Rep | 證券交易 | 2008-09-29 | 2012-05-28 |