| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | 2015-03-11 | 2015-05-29 |
| Rep | 證券交易 | 2015-03-11 | 2015-05-29 | |
| Rep | 就證券提供意見 | 2011-06-07 | 2012-02-28 | |
| Rep | 證券交易 | 2011-06-07 | 2012-02-28 | |
| FWD Life Insurance Company (Bermuda) Limited | Rep | 就證券提供意見 | 2003-10-09 | 2011-05-23 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | - | 2003-06-11 |
| Rep | 就機構融資提供意見 | - | 2003-06-12 | |
| Rep | 就證券提供意見 | - | 2003-06-12 | |
| Rep | 提供資產管理 | - | 2003-06-12 |