| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WINGATE ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2016-08-31 | - |
| RO | 證券交易 | 2016-08-31 | - | |
| BHI Investment Advisors (Asia) Limited (d2017-03-13) | RO | 就證券提供意見 | 2015-11-24 | 2016-03-17 |
| RO | 證券交易 | 2015-11-24 | 2016-03-17 | |
| SYZ Asset Management (Asia) Limited | RO | 就證券提供意見 | 2013-12-02 | 2015-08-31 |
| RO | 證券交易 | 2013-12-02 | 2015-08-31 | |
| NNIP HONG KONG LIMITED | RO | 就證券提供意見 | 2008-10-06 | 2013-07-26 |
| RO | 證券交易 | 2008-10-06 | 2013-07-26 | |
| Rep | 就證券提供意見 | 2008-08-28 | 2008-10-06 | |
| Rep | 證券交易 | 2008-08-28 | 2008-10-06 | |
| PIONEER GLOBAL INVESTMENTS (HK) LIMITED | RO | 就證券提供意見 | 2003-05-05 | 2008-07-01 |
| RO | 證券交易 | 2003-05-05 | 2008-07-01 |