| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited | RO | 槓桿式外匯交易 | 2015-03-26 | - |
| Interactive Brokers LLC | RO | 槓桿式外匯交易 | 2007-03-19 | 2016-12-31 |
| Interactive Brokers Hong Kong Limited | RO | 期貨合約交易 | 2004-01-07 | - |
| RO | 證券交易 | 2003-04-01 | - | |
| RO | 就機構融資提供意見 | 2003-04-01 | 2004-01-05 | |
| Interactive Brokers LLC | RO | 就機構融資提供意見 | 2003-04-01 | 2004-01-05 |
| RO | 提供自動化交易服務 | 2003-04-01 | 2004-01-05 | |
| RO | 期貨合約交易 | 2003-04-01 | 2016-12-31 | |
| RO | 證券交易 | 2003-04-01 | 2016-12-31 | |
| TIMBER HILL HONG KONG LIMITED | RO | 期貨合約交易 | 2003-04-01 | 2004-12-17 |