| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GoldBlackBlue Investment Limited | RO | 證券交易 | 2018-12-12 | 2022-09-30 |
| INTERCHINA SECURITIES LIMITED | RO | 證券交易 | 2006-06-05 | 2016-12-16 |
| INTERCHINA FUTURES LIMITED | RO | 期貨合約交易 | 2004-03-18 | 2013-03-12 |
| Rep | 就期貨合約提供意見 | - | 2004-01-14 | |
| Rep | 提供資產管理 | - | 2004-01-14 | |
| Rep | 期貨合約交易 | - | 2004-03-18 | |
| INTERCHINA SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-14 |
| Rep | 就證券提供意見 | - | 2004-01-14 | |
| Rep | 提供資產管理 | - | 2004-01-14 | |
| Rep | 證券交易 | - | 2006-06-05 |