| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2015-04-29 | - |
| Rep | 提供資產管理 | 2015-04-29 | - | |
| Rep | 證券交易 | 2015-04-29 | - | |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | 就證券提供意見 | 2015-04-29 | 2020-01-20 |
| Rep | 提供資產管理 | 2015-04-29 | 2022-05-26 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 證券交易 | 2015-04-29 | - |
| PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2013-12-03 | 2015-04-15 |
| STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | 就期貨合約提供意見 | 2013-05-15 | 2013-08-26 |
| Rep | 就證券提供意見 | 2013-05-15 | 2013-08-26 | |
| INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | 證券交易 | 2006-09-20 | 2012-08-11 |
| INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC) | Rep | 證券交易 | 2006-09-20 | 2012-08-11 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 證券交易 | 2004-08-10 | 2006-09-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-05-05 |
| Rep | 就證券提供意見 | 2003-04-01 | 2006-09-08 | |
| Rep | 提供資產管理 | 2003-04-01 | 2006-09-08 |
已採集記錄中暫無金管局登記。