| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ST. JAMES'S PLACE (HONG KONG) LIMITED | Rep | 提供資產管理 | 2020-09-25 | 2022-08-11 |
| Rep | 就證券提供意見 | 2018-11-30 | 2022-08-11 | |
| Rep | 證券交易 | 2018-11-30 | 2022-08-11 | |
| Progeny (Hong Kong) Limited | Rep | 就證券提供意見 | 2012-05-07 | 2018-10-30 |
| Rep | 證券交易 | 2012-05-07 | 2018-10-30 | |
| AXA Financial Planning (Hong Kong) Limited | Rep | 證券交易 | 2010-01-21 | 2012-04-28 |
| Rep | 就證券提供意見 | 2006-09-12 | 2012-04-28 |