| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| iFAST Financial (HK) Limited | Rep | 就證券提供意見 | 2019-06-05 | 2020-02-12 |
| Rep | 證券交易 | 2019-06-05 | 2020-02-12 | |
| iFAST Global Markets (HK) Limited | Rep | 就證券提供意見 | 2019-06-05 | - |
| Rep | 證券交易 | 2019-06-05 | - | |
| iFAST Securities (HK) Limited | Rep | 證券交易 | 2019-06-05 | 2021-04-30 |
| IPP Financial Advisers Limited | Rep | 證券交易 | 2007-06-04 | 2018-01-17 |
| Rep | 就證券提供意見 | 2007-05-04 | 2018-01-17 | |
| CHINA INTERNATIONAL CAPITAL LIMITED | Rep | 就證券提供意見 | 2006-07-14 | 2007-04-30 |
| Sun Life Hong Kong Limited | Rep | 就證券提供意見 | 2005-12-22 | 2006-01-20 |
已採集記錄中暫無金管局登記。