| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Deltroit (Hong Kong) Limited | Rep | 就證券提供意見 | 2012-04-18 | 2012-06-28 |
| Rep | 提供資產管理 | 2012-04-18 | 2012-06-28 | |
| ISOMETRIC INVESTMENT ADVISORS LIMITED | RO | 提供資產管理 | 2009-11-16 | 2012-02-29 |
| DEEPHAVEN ASIA LIMITED | RO | 就證券提供意見 | 2005-04-13 | 2008-09-10 |
| RO | 提供資產管理 | 2005-04-13 | 2008-09-10 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | - | 2004-09-08 |
| Rep | 就證券提供意見 | - | 2004-09-08 | |
| Rep | 提供資產管理 | - | 2004-09-08 | |
| Rep | 證券交易 | - | 2004-09-08 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | - | 2004-09-08 |
| Rep | 提供資產管理 | - | 2004-09-08 | |
| Rep | 期貨合約交易 | - | 2004-09-08 |