| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SANFULL SECURITIES LIMITED | Rep | 證券交易 | 2017-01-20 | 2018-08-27 |
| BOCOM International Securities Limited | Rep | 證券交易 | 2014-07-17 | 2015-09-11 |
| MCM ASIA LIMITED (TRADING AS MCM PARTNERS) ( | Rep | 證券交易 | 2013-04-18 | 2013-08-01 |
| Virtu ITG Hong Kong Limited | RO | 提供自動化交易服務 | 2004-01-02 | 2012-12-31 |
| RO | 證券交易 | 2004-01-02 | 2012-12-31 | |
| HOENIG (FAR EAST) LIMITED | RO | 就機構融資提供意見 | - | 2004-01-02 |
| RO | 就證券提供意見 | - | 2004-01-02 | |
| RO | 提供資產管理 | - | 2004-01-02 | |
| RO | 證券交易 | - | 2004-03-31 |