| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sumo Asset Management Limited | Rep | 就證券提供意見 | 2012-12-04 | 2016-02-05 |
| iTTa Capital Limited | Rep | 證券交易 | 2010-01-04 | 2012-11-30 |
| Rep | 就證券提供意見 | 2009-12-07 | 2012-11-30 | |
| Kirin Asset Management Limited | Rep | 提供資產管理 | 2009-09-29 | 2009-11-30 |
| Rep | 就證券提供意見 | 2009-08-26 | 2009-11-30 | |
| iTTa Capital Limited | Rep | 就證券提供意見 | 2009-04-08 | 2009-08-15 |
| Rep | 證券交易 | 2009-04-08 | 2009-08-15 | |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 提供資產管理 | 2005-04-26 | 2006-09-30 |
| Rep | 就證券提供意見 | - | 2006-09-30 |