| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| iTTa Capital Limited | Rep | 就證券提供意見 | 2011-02-21 | 2012-06-22 |
| Rep | 證券交易 | 2011-02-21 | 2012-06-22 | |
| BMI FUNDS MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2011-01-25 | 2011-02-08 |
| Rep | 證券交易 | 2011-01-25 | 2011-02-08 | |
| Sun Life Hong Kong Limited | Rep | 就機構融資提供意見 | - | 2005-01-28 |
| Rep | 提供資產管理 | - | 2005-01-28 | |
| Rep | 就證券提供意見 | - | 2009-05-31 |