| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2017-10-30 | 2019-10-07 |
| RO | 期貨合約交易 | 2017-10-30 | 2019-10-07 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | 就證券提供意見 | 2015-11-25 | 2016-09-23 |
| RO | 證券交易 | 2015-11-25 | 2016-09-23 | |
| Rep | 就證券提供意見 | 2015-04-20 | 2015-11-25 | |
| Rep | 證券交易 | 2015-04-20 | 2015-11-25 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2014-05-21 | 2017-10-30 |
| Rep | 期貨合約交易 | 2014-05-21 | 2017-10-30 | |
| RO | 就證券提供意見 | 2012-11-09 | 2016-09-13 | |
| RO | 證券交易 | 2012-11-09 | 2016-09-13 | |
| Rep | 就證券提供意見 | 2009-11-25 | 2012-11-09 | |
| Rep | 證券交易 | 2009-11-25 | 2012-11-09 |