| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2012-05-08 | 2015-06-11 |
| RO | 就證券提供意見 | 2012-05-08 | 2015-06-11 | |
| RO | 期貨合約交易 | 2012-05-08 | 2015-06-11 | |
| RO | 證券交易 | 2012-05-08 | 2015-06-11 | |
| Rep | 就期貨合約提供意見 | 2007-11-14 | 2012-05-08 | |
| Rep | 就證券提供意見 | 2007-11-14 | 2012-05-08 | |
| Rep | 期貨合約交易 | 2007-11-14 | 2012-05-08 | |
| Rep | 證券交易 | 2007-11-14 | 2012-05-08 |