| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| YICKO SECURITIES LIMITED | Rep | 就證券提供意見 | 2017-02-10 | - |
| Rep | 證券交易 | 2017-02-10 | - | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2014-04-11 | 2016-08-15 |
| Rep | 期貨合約交易 | 2014-04-11 | 2016-08-15 | |
| Rep | 就證券提供意見 | 2011-06-21 | 2014-03-24 | |
| Rep | 證券交易 | 2011-06-21 | 2014-03-24 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2010-11-09 | 2011-06-07 |
| Rep | 證券交易 | 2010-11-09 | 2011-06-07 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2007-07-03 | 2010-08-05 |
| Rep | 證券交易 | 2007-07-03 | 2010-08-05 |