| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2010-03-18 | - |
| Rep | 期貨合約交易 | 2010-03-18 | - | |
| Rep | 就證券提供意見 | 2010-03-18 | 2016-09-27 | |
| Rep | 證券交易 | 2010-03-18 | 2016-09-27 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就證券提供意見 | 2010-03-18 | 2013-04-30 |
| Rep | 證券交易 | 2010-03-18 | 2013-04-30 | |
| Segantii Capital Management Limited | Rep | 提供資產管理 | 2008-10-08 | 2010-02-28 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2004-11-25 | 2005-02-25 |
| Rep | 證券交易 | 2004-08-16 | 2004-11-16 |