| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | 就證券提供意見 | 2015-10-08 | 2021-09-03 |
| Rep | 提供資產管理 | 2015-10-08 | 2021-09-03 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2010-06-14 | 2012-05-10 |
| Rep | 就證券提供意見 | 2010-06-14 | 2012-05-10 | |
| Rep | 期貨合約交易 | 2010-06-14 | 2012-05-10 | |
| Rep | 證券交易 | 2010-06-14 | 2012-05-10 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2008-04-02 | 2010-05-05 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2008-04-02 | 2010-05-05 |