| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2022-09-01 | - |
| RO | 就證券提供意見 | 2022-09-01 | - | |
| RO | 期貨合約交易 | 2022-09-01 | - | |
| RO | 證券交易 | 2022-09-01 | - | |
| Rep | 就期貨合約提供意見 | 2007-02-07 | 2022-09-01 | |
| Rep | 就證券提供意見 | 2007-02-07 | 2022-09-01 | |
| Rep | 期貨合約交易 | 2007-02-07 | 2022-09-01 | |
| Rep | 證券交易 | 2007-02-07 | 2022-09-01 | |
| Macquarie Asia Securities Limited | Rep | 期貨合約交易 | 2006-03-20 | 2007-01-13 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 證券交易 | 2005-10-21 | 2007-01-13 |