| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2022-09-09 | - |
| CICC US Securities (Hong Kong) Limited | Rep | 證券交易 | 2018-10-23 | 2023-05-23 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就證券提供意見 | 2016-12-05 | - |
| RO | 證券交易 | 2016-12-05 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | RO | 就期貨合約提供意見 | 2016-09-13 | - |
| RO | 期貨合約交易 | 2016-09-13 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就期貨合約提供意見 | 2016-09-13 | - |
| RO | 期貨合約交易 | 2016-09-13 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2015-06-02 | 2016-09-13 |
| Rep | 期貨合約交易 | 2015-06-02 | 2016-09-13 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2015-06-02 | 2016-05-23 |
| Rep | 就證券提供意見 | 2015-06-02 | 2016-12-05 | |
| Rep | 證券交易 | 2015-06-02 | 2016-12-05 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就證券提供意見 | 2013-05-15 | 2015-04-30 |
| Rep | 證券交易 | 2013-05-15 | 2015-04-30 | |
| BEAR STEARNS ASIA LIMITED | Rep | 就期貨合約提供意見 | 2008-08-15 | 2009-11-23 |
| Rep | 就證券提供意見 | 2008-08-15 | 2009-11-23 | |
| Rep | 期貨合約交易 | 2008-08-15 | 2009-11-23 | |
| Rep | 證券交易 | 2008-08-15 | 2009-11-23 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2005-04-04 | 2015-04-30 |
| Rep | 就證券提供意見 | 2005-04-04 | 2015-04-30 | |
| Rep | 期貨合約交易 | 2005-04-04 | 2015-04-30 | |
| Rep | 證券交易 | 2005-04-04 | 2015-04-30 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就證券提供意見 | 2005-04-04 | 2012-05-23 |
| Rep | 證券交易 | 2005-04-04 | 2012-05-23 |
已採集記錄中暫無金管局登記。