| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2023-01-06 | - |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2016-03-14 | 2022-09-25 |
| RO | 就證券提供意見 | 2016-03-14 | 2022-09-25 | |
| RO | 期貨合約交易 | 2016-03-14 | 2022-09-25 | |
| RO | 證券交易 | 2016-03-14 | 2022-09-25 | |
| Rep | 就期貨合約提供意見 | 2008-06-24 | 2016-03-14 | |
| Rep | 就證券提供意見 | 2008-06-24 | 2016-03-14 | |
| Rep | 期貨合約交易 | 2008-06-05 | 2016-03-14 | |
| Rep | 證券交易 | 2008-06-05 | 2016-03-14 | |
| BEAR STEARNS ASIA LIMITED | Rep | 期貨合約交易 | 2007-02-14 | 2009-11-23 |
| Rep | 證券交易 | 2007-02-14 | 2009-11-23 |