| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Maso Capital Partners Limited | Rep | 提供資產管理 | 2020-04-23 | 2025-02-17 |
| MCM ASIA LIMITED (TRADING AS MCM PARTNERS) ( | RO | 期貨合約交易 | 2013-08-26 | 2016-05-11 |
| Rep | 期貨合約交易 | 2013-06-03 | 2013-08-26 | |
| Rep | 證券交易 | 2013-06-03 | 2016-05-11 | |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2012-06-01 | 2012-12-11 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2012-06-01 | 2012-12-11 |
| Rep | 證券交易 | 2012-06-01 | 2012-12-11 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2011-06-01 | 2012-03-01 |
| Rep | 就證券提供意見 | 2011-06-01 | 2012-03-01 | |
| Rep | 期貨合約交易 | 2011-06-01 | 2012-03-01 | |
| Rep | 證券交易 | 2011-06-01 | 2012-03-01 |