| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | 證券交易 | 2022-01-25 | - |
| Merrill Lynch Far East Limited | RO | 期貨合約交易 | 2022-01-25 | - |
| RO | 證券交易 | 2022-01-25 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2021-07-22 | 2022-01-25 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2021-07-22 | 2022-01-25 |
| Rep | 期貨合約交易 | 2021-07-02 | 2022-01-25 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2019-10-15 | 2021-03-15 |
| Rep | 期貨合約交易 | 2019-10-15 | 2021-03-15 | |
| RO | 就證券提供意見 | 2015-11-25 | 2016-11-09 | |
| RO | 證券交易 | 2015-11-25 | 2016-11-09 | |
| RO | 就期貨合約提供意見 | 2015-11-25 | 2019-10-15 | |
| RO | 期貨合約交易 | 2015-11-25 | 2019-10-15 | |
| Rep | 就期貨合約提供意見 | 2005-05-26 | 2015-11-25 | |
| Rep | 就證券提供意見 | 2005-05-26 | 2015-11-25 | |
| Rep | 期貨合約交易 | 2005-05-26 | 2015-11-25 | |
| Rep | 證券交易 | 2005-05-26 | 2015-11-25 |
金管局記錄暫時無法載入，請稍後重試。