| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | RO | 證券交易 | 2026-07-23 | - |
| Rep | 證券交易 | 2021-12-16 | 2026-07-23 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-10-26 | 2021-07-22 |
| Rep | 證券交易 | 2018-10-26 | 2021-07-22 | |
| Rep | 就期貨合約提供意見 | 2017-06-21 | 2021-08-17 | |
| Rep | 期貨合約交易 | 2017-06-21 | 2021-08-17 | |
| Rep | 就期貨合約提供意見 | 2011-03-01 | 2012-08-01 | |
| Rep | 就證券提供意見 | 2011-03-01 | 2012-08-01 | |
| Rep | 期貨合約交易 | 2011-03-01 | 2012-08-01 | |
| Rep | 證券交易 | 2011-03-01 | 2012-08-01 | |
| Rep | 就期貨合約提供意見 | 2007-05-15 | 2010-04-20 | |
| Rep | 就證券提供意見 | 2007-05-15 | 2010-04-20 | |
| Rep | 期貨合約交易 | 2007-05-15 | 2010-04-20 | |
| Rep | 證券交易 | 2007-05-15 | 2010-04-20 |