| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2008-06-24 | - |
| Rep | 就證券提供意見 | 2008-06-24 | 2016-10-06 | |
| Rep | 期貨合約交易 | 2008-06-05 | - | |
| Rep | 證券交易 | 2008-06-05 | 2016-10-06 | |
| BEAR STEARNS ASIA LIMITED | Rep | 期貨合約交易 | 2007-08-09 | 2009-11-23 |
| Rep | 證券交易 | 2007-08-09 | 2009-11-23 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2005-03-21 | 2007-05-24 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2005-03-21 | 2007-05-24 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-03-21 | 2007-05-24 |
金管局記錄暫時無法載入，請稍後重試。