| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2016-02-01 | 2023-09-29 |
| Rep | 證券交易 | 2016-02-01 | 2023-09-29 | |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2014-06-20 | 2016-07-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2014-06-20 | 2016-04-29 |
| Rep | 證券交易 | 2014-06-20 | 2016-04-29 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2009-06-15 | 2013-11-04 |
| Rep | 期貨合約交易 | 2009-06-15 | 2013-11-04 | |
| Rep | 就證券提供意見 | 2008-07-14 | 2013-11-04 | |
| Rep | 證券交易 | 2008-06-18 | 2013-11-04 | |
| BEAR STEARNS ASIA LIMITED | Rep | 證券交易 | 2008-03-17 | 2009-11-23 |