| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PARAMETRICA MANAGEMENT LIMITED | Rep | 提供資產管理 | 2016-06-15 | 2018-06-01 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2011-03-07 | 2015-12-16 |
| Rep | 就證券提供意見 | 2011-03-07 | 2015-12-16 | |
| Rep | 期貨合約交易 | 2011-03-07 | 2015-12-16 | |
| Rep | 證券交易 | 2011-03-07 | 2015-12-16 |