| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA SHENGHAI INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2013-02-04 | 2013-04-12 |
| Rep | 提供資產管理 | 2013-02-04 | 2013-04-12 | |
| Rep | 證券交易 | 2013-02-04 | 2013-04-12 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-10-17 | 2010-03-15 |
| Rep | 證券交易 | 2008-10-17 | 2010-03-15 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就證券提供意見 | 2008-10-17 | 2010-07-12 |
| Rep | 證券交易 | 2008-10-17 | 2012-02-03 |