| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Meraki Global Advisors (HK) Limited | Rep | 期貨合約交易 | 2025-07-03 | 2026-02-13 |
| Rep | 證券交易 | 2025-07-03 | 2026-02-13 | |
| Janus Henderson Investors Hong Kong Limited | RO | 就證券提供意見 | 2011-11-11 | 2014-05-09 |
| RO | 證券交易 | 2011-11-11 | 2014-05-09 | |
| Rep | 就證券提供意見 | 2011-08-02 | 2011-11-11 | |
| Rep | 證券交易 | 2011-08-02 | 2011-11-11 | |
| Rep | 證券交易 | 2006-11-06 | 2007-08-31 |