| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2014-01-21 | - |
| Rep | 證券交易 | 2014-01-21 | - | |
| China Reserve Securities Limited | Rep | 提供資產管理 | 2012-03-15 | 2014-01-20 |
| JAPAN ASIA ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2012-03-15 | 2013-04-17 |
| China Reserve Securities Limited | Rep | 就證券提供意見 | 2011-03-10 | 2014-01-20 |
| Rep | 證券交易 | 2011-03-10 | 2014-01-20 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2009-06-03 | 2010-03-06 |
| Rep | 證券交易 | 2009-06-03 | 2010-03-06 |