| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2020-01-24 | - |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2018-04-04 | - |
| Rep | 就證券提供意見 | 2018-04-04 | 2024-02-23 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2018-04-04 | - |
| CHINA EVERBRIGHT RESEARCH LIMITED | RO | 就證券提供意見 | 2017-10-09 | 2018-02-25 |
| Everbright Securities Investment Services (HK) Limited | RO | 就證券提供意見 | 2016-05-16 | - |
| Rep | 就證券提供意見 | 2015-12-16 | 2016-05-16 | |
| Aletheia Analyst Network Limited | Rep | 就證券提供意見 | 2013-02-06 | 2015-12-09 |
| Jefferies Hong Kong Limited | Rep | 就證券提供意見 | 2011-08-01 | 2012-08-14 |
| CLSA FUTURES LIMITED | Rep | 期貨合約交易 | 2006-09-12 | 2008-05-03 |
| CLSA LIMITED | Rep | 就證券提供意見 | 2006-09-12 | 2008-05-03 |
| Rep | 證券交易 | 2006-09-12 | 2008-05-03 | |
| CLSA FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2006-02-10 | 2008-05-03 |
| CLSA RESEARCH LIMITED | Rep | 就證券提供意見 | 2003-04-01 | 2006-09-07 |
已採集記錄中暫無金管局登記。