| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2019-11-28 | 2021-06-04 |
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2011-03-17 | 2019-03-26 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2007-08-20 | 2011-02-09 |
| Rep | 證券交易 | 2007-08-20 | 2011-02-09 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2004-06-10 | 2007-08-04 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2004-06-10 | 2007-08-04 |