| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | RO | 證券交易 | 2021-05-26 | - |
| Rep | 證券交易 | 2018-10-04 | 2021-05-26 | |
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2011-03-21 | 2018-08-01 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-20 | 2010-09-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2009-04-20 | 2010-09-22 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2009-04-20 | 2010-09-22 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-04-20 | 2010-08-20 |