| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2014-01-23 | 2015-06-11 |
| Jefferies Hong Kong Limited | Rep | 就證券提供意見 | 2011-03-10 | 2012-11-14 |
| Rep | 證券交易 | 2011-03-10 | 2013-05-29 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2005-01-27 |
| Rep | 就證券提供意見 | - | 2005-01-27 | |
| Rep | 提供資產管理 | - | 2005-01-27 | |
| Rep | 證券交易 | - | 2010-12-25 |