| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 就證券提供意見 | 2023-10-13 | - |
| Rep | 證券交易 | 2011-04-29 | - | |
| Rep | 就證券提供意見 | 2011-04-29 | 2012-11-14 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2007-03-01 | 2011-02-21 |
| Rep | 證券交易 | 2006-08-21 | 2011-02-21 | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2004-07-05 | 2006-07-14 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-06-28 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-06-28 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-07-01 |