| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Pulse Wealth Limited | RO | 就證券提供意見 | 2022-08-17 | 2023-12-08 |
| RO | 提供資產管理 | 2022-08-17 | 2023-12-08 | |
| RO | 證券交易 | 2022-08-17 | 2023-12-08 | |
| E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | 就證券提供意見 | 2017-04-03 | 2019-08-13 |
| Rep | 提供資產管理 | 2017-04-03 | 2019-08-13 | |
| Rep | 證券交易 | 2017-04-03 | 2019-08-13 | |
| TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | 就證券提供意見 | 2013-12-17 | 2017-03-17 |
| Rep | 提供資產管理 | 2013-12-17 | 2017-03-17 | |
| Jefferies Hong Kong Limited | Rep | 就證券提供意見 | 2011-07-15 | 2012-08-14 |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2010-06-29 | 2011-06-29 |