| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JVSakk Asia Limited | RO | 證券交易 | 2015-02-09 | 2018-09-12 |
| JVSakk Asset Management Limited | RO | 就證券提供意見 | 2011-07-20 | 2018-09-12 |
| RO | 提供資產管理 | 2011-07-20 | 2018-09-12 | |
| Rep | 就證券提供意見 | 2010-02-01 | 2011-07-20 | |
| Rep | 提供資產管理 | 2010-02-01 | 2011-07-20 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2004-03-03 | 2010-01-21 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2003-09-03 | 2010-01-21 |
| DBS ASIA CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2003-05-16 | 2003-06-09 |
| Rep | 就證券提供意見 | 2003-05-16 | 2003-06-09 | |
| Rep | 提供資產管理 | 2003-05-16 | 2003-06-09 | |
| Rep | 證券交易 | 2003-05-16 | 2003-06-09 |