| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 就證券提供意見 | 2010-06-10 | 2013-04-01 |
| Rep | 提供資產管理 | 2010-06-10 | 2013-04-01 | |
| JPMorgan Funds (Asia) Limited | Rep | 就證券提供意見 | 2010-06-10 | 2013-04-01 |
| Rep | 提供資產管理 | 2010-06-10 | 2013-04-01 | |
| Rep | 證券交易 | 2010-06-10 | 2013-04-01 | |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2008-06-19 | 2010-05-14 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2008-06-19 | 2010-03-12 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2007-12-05 | 2010-05-14 |