| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED | RO | 提供資產管理 | 2025-03-24 | - |
| Rep | 提供資產管理 | 2025-02-25 | 2025-03-24 | |
| VANTAGE ASSET MANAGEMENT LIMITED (HK) | RO | 提供資產管理 | 2024-05-20 | 2025-02-15 |
| Rep | 提供資產管理 | 2024-03-07 | 2024-05-20 | |
| AA Capital Limited (HK) | RO | 就證券提供意見 | 2020-04-29 | 2023-12-31 |
| RO | 提供資產管理 | 2020-04-29 | 2023-12-31 | |
| Rep | 就證券提供意見 | 2020-02-20 | 2020-04-29 | |
| Rep | 提供資產管理 | 2020-02-20 | 2020-04-29 | |
| ARTE Capital Management Limited | RO | 就證券提供意見 | 2019-06-03 | 2019-10-31 |
| RO | 提供資產管理 | 2019-06-03 | 2019-10-31 | |
| AA Capital Limited (HK) | RO | 就證券提供意見 | 2017-06-23 | 2019-05-31 |
| RO | 提供資產管理 | 2017-06-23 | 2019-05-31 | |
| FULL HOUSE ASSET MANAGEMENT COMPANY LIMITED | RO | 就證券提供意見 | 2016-08-24 | 2017-06-05 |
| RO | 提供資產管理 | 2016-08-24 | 2017-06-05 | |
| China Hong Kong Capital Asset Management Company Limited | RO | 提供資產管理 | 2016-01-29 | 2016-07-31 |
| Rep | 提供資產管理 | 2014-10-27 | 2016-01-29 | |
| RO | 證券交易 | 2013-06-24 | 2016-07-31 | |
| Rep | 證券交易 | 2007-09-06 | 2013-06-24 | |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2007-04-24 | 2007-08-29 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2007-04-24 | 2007-08-29 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2007-01-22 | 2007-04-14 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2007-01-22 | 2007-04-14 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2006-12-15 | 2007-01-03 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2006-12-15 | 2007-01-03 |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2005-12-14 | 2006-12-08 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2003-09-19 | 2006-12-08 |
| EWARTON SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-09-18 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-09-18 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-18 | |
| Rep | 證券交易 | 2003-04-01 | 2003-09-19 |
已採集記錄中暫無金管局登記。