| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited | Rep | 證券交易 | 2011-02-09 | 2012-06-14 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 就證券提供意見 | 2010-11-11 | 2010-12-21 |
| Rep | 就證券提供意見 | 2007-07-19 | 2007-12-31 | |
| Rep | 提供資產管理 | 2007-07-19 | 2007-12-31 | |
| Rep | 期貨合約交易 | 2006-04-12 | 2007-12-31 | |
| Rep | 證券交易 | 2006-04-12 | 2007-12-31 |