| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Amundi Hong Kong Limited | RO | 就證券提供意見 | 2024-02-01 | - |
| RO | 提供資產管理 | 2024-02-01 | - | |
| RO | 證券交易 | 2024-02-01 | - | |
| Rep | 就證券提供意見 | 2023-11-27 | 2024-02-01 | |
| Rep | 提供資產管理 | 2023-11-27 | 2024-02-01 | |
| Rep | 證券交易 | 2023-11-27 | 2024-02-01 | |
| CIFM Asset Management (Hong Kong) Limited | RO | 就證券提供意見 | 2019-09-03 | 2023-07-07 |
| RO | 提供資產管理 | 2019-09-03 | 2023-07-07 | |
| RO | 證券交易 | 2019-09-03 | 2023-07-07 | |
| JPMorgan Funds (Asia) Limited | RO | 就證券提供意見 | 2015-06-10 | 2017-09-13 |
| RO | 提供資產管理 | 2015-06-10 | 2017-09-13 | |
| Rep | 就證券提供意見 | 2013-10-29 | 2015-06-10 | |
| Rep | 提供資產管理 | 2013-10-29 | 2015-06-10 | |
| RO | 證券交易 | 2013-10-17 | 2017-09-13 | |
| Rep | 證券交易 | 2010-07-14 | 2013-10-17 | |
| EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS) | Rep | 證券交易 | 2008-08-19 | 2010-05-14 |
| JPMorgan Funds (Asia) Limited | Rep | 證券交易 | 2005-11-09 | 2008-08-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2004-08-05 | 2005-10-31 |
| Rep | 提供資產管理 | 2004-08-05 | 2005-10-31 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2004-08-05 | 2005-10-31 |
| Rep | 提供資產管理 | 2004-08-05 | 2005-10-31 | |
| Rep | 證券交易 | 2004-08-05 | 2005-10-31 |
已採集記錄中暫無金管局登記。