| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | 提供資產管理 | 2023-12-28 | - |
| Rep | 就證券提供意見 | 2023-06-20 | - | |
| Rep | 證券交易 | 2023-06-20 | - | |
| JPMorgan Funds (Asia) Limited | Rep | 證券交易 | 2017-02-27 | 2017-09-14 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-15 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-01-15 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-15 | |
| Rep | 證券交易 | 2003-04-01 | 2014-03-29 |