| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | RO | 就證券提供意見 | 2019-03-28 | - |
| RO | 提供資產管理 | 2019-03-28 | - | |
| RO | 證券交易 | 2019-03-28 | - | |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | 就證券提供意見 | 2018-11-21 | 2019-01-31 |
| FOUNDER FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2016-06-15 | 2019-01-31 |
| FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | RO | 提供資產管理 | 2016-05-31 | 2019-01-31 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2014-12-19 | 2019-01-31 |
| JS CRESVALE CAPITAL LIMITED | RO | 提供資產管理 | 2010-09-06 | 2014-07-26 |
| RO | 證券交易 | 2007-11-20 | 2014-07-26 | |
| JS CRESVALE SECURITIES INTERNATIONAL LIMITED | RO | 期貨合約交易 | 2006-09-12 | 2014-07-26 |
| RO | 證券交易 | 2004-07-21 | 2014-07-26 | |
| Rep | 證券交易 | 2003-12-29 | 2004-07-21 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2003-11-14 | 2003-12-04 |
已採集記錄中暫無金管局登記。