| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Shacom Securities Limited | Rep | 證券交易 | 2022-06-14 | - |
| SHACOM FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2020-08-19 | - |
| Rep | 期貨合約交易 | 2020-08-19 | - | |
| KAISER FUTURES LIMITED | RO | 期貨合約交易 | 2017-12-22 | 2019-10-04 |
| KAISER SECURITIES LIMITED | RO | 證券交易 | 2016-07-27 | 2019-10-04 |
| KAISER FUTURES LIMITED | Rep | 期貨合約交易 | 2006-03-03 | 2017-12-22 |
| KAISER SECURITIES LIMITED | Rep | 證券交易 | 2005-01-26 | 2016-07-27 |