| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KAISER FUTURES LIMITED | Rep | 期貨合約交易 | 2011-07-11 | 2012-06-11 |
| KAISER SECURITIES LIMITED | Rep | 證券交易 | 2011-07-11 | 2012-06-11 |
| ONE CHINA SECURITIES LIMITED | Rep | 期貨合約交易 | 2009-09-08 | 2011-06-30 |
| Rep | 證券交易 | 2009-09-08 | 2011-06-30 | |
| REALINK FINANCIAL TRADE LIMITED | Rep | 期貨合約交易 | 2004-06-25 | 2009-09-04 |
| Rep | 就機構融資提供意見 | - | 2003-09-23 | |
| Rep | 就證券提供意見 | - | 2003-09-23 | |
| Rep | 提供資產管理 | - | 2003-09-23 | |
| Rep | 提供自動化交易服務 | - | 2003-09-23 | |
| Rep | 證券交易 | - | 2009-09-04 |