| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KAM FAI SECURITIES CO., LIMITED | Rep | 證券交易 | 2008-07-07 | 2025-05-22 |
| ENLIGHTEN SECURITIES LIMITED | Rep | 證券交易 | 2007-08-30 | 2008-06-30 |
| HANTEC SECURITIES CO., LIMITED | Rep | 證券交易 | 2005-11-03 | 2007-08-18 |
| ENLIGHTEN SECURITIES LIMITED | Rep | 證券交易 | 2004-03-09 | 2005-11-01 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | - | 2004-03-08 |
| Rep | 就證券提供意見 | - | 2004-03-08 | |
| Rep | 提供資產管理 | - | 2004-03-08 | |
| Rep | 證券交易 | - | 2004-03-08 |